Avoiding Insider Trading Training

Insider trading directly affects public confidence in the securities market and can happen at any level of your organization. When employees know their responsibilities, they can help protect themselves and the business.

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    Better everyday decisions

    Teams will learn practical and applicable information that helps them to recognize, understand, avoid, and report insider trading based on your policies.

    Topics covered include:

    • The purpose of insider trading laws
    • What constitutes illegal trading
    • Examples of material, nonpublic information (MNPI)
    • Common insider trading terms
    • The concept of “tipping” information
    • Complying with company policies and procedures
    • Reporting obligations
    • Penalties for violations

    Avoiding Insider Trading Training

    Insider trading is a serious crime with serious consequences for individuals and companies. Because insider trading undermines the public confidence in the securities market, the Securities and Exchange Commission (SEC) makes detecting and prosecuting insider trading violations a priority. Both small and large transactions can result in SEC investigations and costly lawsuits. Further, an “insider” doesn’t have to be a senior executive.

    There are many examples of charges and penalties against employees at all levels, friends, family members, business associates and others who make trades based on material, nonpublic information (MNPI).

    Training employees on their responsibilities to prevent insider trading is an important step in complying with insider trading laws and reducing the risk of insider trading violations.

    Online Training

    Avoiding Insider Trading

    Traliant’s Avoiding Insider Trading training is a 20-minute course that explains insider trading, including the use of material, non-public information (MNPI), and how to steer clear of this unlawful conduct. This course is for anyone working in either a public or private organization that needs to be aware of and respect the laws governing insider trading. Through engaging, interactive content and real-world scenarios, employees gain a deeper understanding of illegal trading and best practices to effectively identify and prevent illegal activities.

    Protecting your business against insider trading requires creating awareness among all your employees, enabling them to be confident in their compliance and empowered to reduce violations that create harm.

    The Traliant difference

    Traliant is dedicated to creating interactive compliance training for a diverse, mobile workforce. Our Avoiding Insider Trading course explains the concept of illegal insider trading and what employees need to know and do to avoid the serious consequences of violating insider trading laws.

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    Help your employees make the right decisions, at the right moments

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      Get Access to a Full Course