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Building a Defensible End-to-End Compliance Program

Thursday, May 28 • 2 - 2:30 pm ET

Building a Compliance Program_website_PRE

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    To create a defensible, end-to-end compliance program, teams need a full suite of risk management solutions.

    Compliance programs today can’t simply exist and go through the motions. Regulators expect organizations to demonstrate that they can prevent misconduct, capture concerns, and investigate issues consistently, and prove that effectiveness with data. 

    Yet many organizations don’t have robust systems in place for training, reporting and investigations. This results in compliance leaders having less visibility into risk, inconsistent investigations, and limited ability to demonstrate program effectiveness. 

    To create a defensible, end-to-end compliance program, teams need a full suite of risk management solutions. 

    In This 30-Minute Webinar, You’ll Learn How To: 

    • Create a complete compliance program with tools for reporting, training, and investigations 
    • Identify and surface misconduct before it escalates  
    • Improve investigation consistency and documentation for audit and regulatory reviews 
    • Strengthen speak-up culture and reporting visibility 
    • Use investigation insights to continuously improve prevention efforts 

    Why Compliance Leaders Can’t Afford to Miss This 

    Regulators aren’t just evaluating whether compliance programs exist; they’re asking teams to prove that these programs work. 

    Without an end-to-end compliance approach, organizations struggle to demonstrate effectiveness, respond consistently or show proactive risk management. 

    This session focuses on how to build a defensible, audit-ready compliance program that stands up to regulatory scrutiny.

    About the Speakers 

    Headshot for Elissa Rossi, an attorney on our compliance team

    Elissa Rossi,  Vice President of Compliance Services at Traliant

    Parth Chanda, EVP of Risk and Compliance Transformation at Case IQ